Week 4 Compactness
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Reminder: an open cover of a topological space
Definition: subcover of an open cover.
A subcover of an open cover
The following is one of the key notions of the course.
Definition: compact.
A topological space
Compactness is a very powerful property, but it may require an effort to show directly that
Example: a non-compact topological space.
Show that the Euclidean line
Solution: consider the collection
which consists of all open intervals
Yet
Thus, there is an open cover of
At the moment, we can only give a very easy example of a compact space:
Example: a finite space is compact.
Let
Solution: exercise.
Terminology.
We say “a compact” to refer to a compact topological space.
We say “
We will often deal with compact sets contained inside some topological space, and the following technical lemma will simplify proofs.
Lemma 4.1: criterion of compactness for a subset.
Let
-
1.
is a compact subset of -
2. Any collection
of open sets in which covers (that is, ), has a finite subcollection which still covers
-
Proof (not given in class). 1.
2.: suppose the subspace topology on is compact, and let be a collection of open subsets of such that The collection of subsets of is clearly an open cover of By assumption, is compact so this open cover must have a finite subcover, say Then is a finite subcollection of which still covers2.
1.: to show that is compact, we let be an open cover of By definition of subspace topology, is of the form where are open in Clearly, for to cover one must haveBy condition 2., the collection
has a finite subcollection, say which still covers Hence has finite subcover verifying the definition of “compact” for □
The next result shows that compactness is not only a topological property but can help solve Main Problem 2, mentioned earlier.
Theorem 4.2: a continuous image of a compact is compact.
If
-
Proof. We will use Criterion 4.1 of compactness for a subset to show that
is a compact set. Suppose a collection of open sets in covers that is,Consider the collection
of subsets of We claim that is an open cover of If is open in “ is continuous” means that is open in so all members of are open in Also,which shows that
coversSince
is compact, has finite subcover, say Then is a finite subcollection of which covers We have verified Criterion 4.1, hence is a compact set in □
Corollary.
Compactness is a topological property.
-
Proof. If
is compact and then is continuous, so must be compact by Theorem 4.2. Yet because being a homeomorphism, is surjective. □
If we found a compact space
Figure 4.1: if the sets
-
Proof. Let
be a compact topological space and let be a closed subset of We want to use Criterion 4.1, so we let be covered by a family of open subsets of Thenis an open cover for the whole of
Since
is compact, has a finite subcover of This finite subcover of can be or In either case, the sets form a finite subcollection of which must cover (This last step is illustrated by Figure 4.1.) □
The above is as much as we can say about compact spaces without assuming additional topological properties besides compactness. We will now see that compactness works very well together with the Hausdorff property:
-
Proof. Let
be a Hausdorff topological space and let be a compact subset of Letting be any point of it is enough to prove:(†)
open andIndeed, if (†) holds then, in the same way as in the proof of Proposition 3.4
is an open set, so is closed.For each
the Hausdorff property gives us open neighbourhoodsThe open sets
cover so by Criterion 4.1 there is a finite subcollection which still covers Put(The construction of the open neighbourhood
is illustrated by Figure 4.2.)Figure 4.2: the construction of the open neighbourhood
which does not intersectAs a finite intersection of open sets,
is open. Moreover, by construction and soSince
is contained in the union it follows that does not intersect We have therefore proved (†) and the Proposition. □
We arrive at a result which generalises important results from real analysis known as inverse function theorems.
Theorem 4.5: the Topological Inverse Function Theorem,
If
-
Proof.
is already assumed to be bijective and continuous, hence to show that is a homeomorphism, we need to prove that the inverse function is continuous. We will use the closed set criterion of continuity, Proposition 2.5. Let be closed in The -preimage of is-
• a closed subset of a compact is compact (Proposition 4.3) so
is compact, -
• a continuous image of a compact is compact (Theorem 4.2), so
is compact, -
• a compact subset of the Hausdorff space
is closed (Proposition 4.4), so is closed in
We have shown that the function
is such that the preimage of a closed set is closed. Hence, by the closed set criterion of continuity, is continuous. □ -
References for the week 4 notes
[Sutherland] gives detailed definitions of cover, subcover and
open cover in [Sutherland, Definitions 13.3-13.5] and then defines a
compact subset of
Our Theorem 4.2, a continuous image of a compact is compact, is [Sutherland, Proposition 13.15].
The key idea behind Figure 4.1 is by OpenAI ChatGPT (prompt: generate a diagram to illustrate the proof that a closed subset of a compact is compact). YB changed the shapes of sets to make the diagram less cluttered.
Proposition 4.3, a closed subset of a compact is compact is [Sutherland, Proposition 13.20]. Proposition 4.4, a compact is closed in Hausdorff, is [Sutherland, Proposition 13.12]. Theorem 4.5, the topological inverse function theorem, is [Sutherland, Proposition 13.26].
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